Last Updated: April 13, 2026
SEC Registration: TradeWeft Advisory LLC is a registered investment adviser with the U.S. Securities and Exchange Commission (SEC). Registration with the SEC does not imply a certain level of skill or training.
TradeWeft Advisory LLC is registered with the Securities and Exchange Commission (SEC) as an investment adviser under the Investment Advisers Act of 1940. Our SEC file number is 801-123456. Registration does not imply a certain level of skill or training.
TradeWeft may only transact business in states where it is registered, excluded, or exempted from registration requirements. This website is limited to the dissemination of general information regarding our advisory services.
As a registered investment adviser, TradeWeft files Form ADV with the SEC. Form ADV contains important information about our firm, including:
You may obtain a copy of our Form ADV (Part 1, Part 2A, and Part 2B) by:
We encourage all prospective clients to review our Form ADV carefully before entering into an advisory relationship.
TradeWeft's advisory fees are based on a percentage of assets under management and are billed quarterly in advance. Our standard fee schedule is as follows:
| Assets Under Management | Annual Advisory Fee |
|---|---|
| First $1,000,000 | 1.00% |
| Next $4,000,000 ($1M–$5M) | 0.75% |
| Next $5,000,000 ($5M–$10M) | 0.50% |
| Above $10,000,000 | 0.35% |
Fees are negotiable under certain circumstances. The specific fee arrangement for each client is set forth in the client's Investment Advisory Agreement.
Fees do not include certain third-party costs such as:
TradeWeft strives to identify and mitigate all material conflicts of interest. The following are disclosed to all clients:
TradeWeft does not offer proprietary investment products or receive compensation from product providers for recommending specific securities. We do not receive 12b-1 fees, revenue sharing, or other compensation from mutual fund companies or ETF sponsors.
TradeWeft does not participate in soft dollar arrangements. We do not direct brokerage transactions in exchange for research or other services.
TradeWeft may enter into solicitor arrangements with third parties. Any such arrangement is disclosed to the client in writing, and the solicitor provides the client with a copy of our Form ADV Part 2A and the solicitor's disclosure statement.
TradeWeft does not engage in principal transactions or agency cross transactions for client accounts.
Any performance data or testimonials presented on this website represent past performance and do not guarantee future results. Investment returns and principal value will fluctuate, and investments may be worth more or less than their original cost when redeemed.
Performance results are presented net of advisory fees and include the reinvestment of dividends and capital gains. Results are not audited and may not reflect the deduction of certain transaction costs or custodial fees.
Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy will be profitable or equal to any historical performance levels.
TradeWeft does not maintain physical custody of client assets. All client assets are held with qualified custodians, primarily Pershing LLC (a BNY Mellon company) and Charles Schwab & Co., Inc.
Client accounts at qualified custodians are protected by the Securities Investor Protection Corporation (SIPC) up to $500,000 (including $250,000 for claims for cash). SIPC protection does not protect against market losses. The custodians also maintain additional "excess SIPC" coverage through private insurers.
Clients receive account statements directly from the qualified custodian at least quarterly. We encourage clients to carefully review these statements and compare them to any reports received from TradeWeft.
TradeWeft maintains a comprehensive privacy policy, available at /legal/privacy-policy. We do not disclose non-public personal information about our clients to third parties except as permitted by law or with client consent.
TradeWeft maintains a Business Continuity Plan designed to ensure continued operations in the event of a significant business disruption. The plan addresses:
A summary of our Business Continuity Plan is available upon request.
TradeWeft does not accept authority to vote client securities. Clients retain full responsibility for voting proxies and will receive proxy materials directly from the custodian or issuer. Upon request, TradeWeft may provide guidance regarding proxy voting matters but does not assume voting discretion.
TradeWeft has adopted a Code of Ethics in compliance with SEC Rule 204A-1. The Code establishes rules of conduct for all employees and includes provisions relating to:
A copy of our Code of Ethics is available to clients and prospective clients upon request.
Content posted by TradeWeft on social media platforms (including LinkedIn, X/Twitter, and others) is for informational purposes only and should not be considered investment advice or a recommendation of any security or strategy.
Third-party rankings, awards, and recognition referenced on this website are not indicative of future performance and do not represent a client endorsement. Rankings are generally based on information prepared and submitted by the adviser and may reflect subjective criteria.
For regulatory inquiries or to verify our registration status, please contact:
U.S. Securities and Exchange Commission
100 F Street, NE
Washington, DC 20549
www.sec.gov
For questions regarding this disclosure document or our advisory services, contact:
TradeWeft Advisory LLC
Attn: Chief Compliance Officer
450 Park Avenue, 12th Floor
New York, NY 10022
Email: compliance@tradeweft.com
Phone: (888) 555-0123